Federalist Paper No. 10
The Same Subject Continued (The Union as a Safeguard Against Domestic
Faction and Insurrection)
From the New York Packet.
Friday, November 23, 1787.
MADISON
To the People of the State of New York:
AMONG the numerous advantages promised by a wellconstructed Union, none
deserves to be more accurately developed than its tendency to break and control the
violence of faction. The friend of popular governments never finds himself so much alarmed
for their character and fate, as when he contemplates their propensity to this dangerous
vice. He will not fail, therefore, to set a due value on any plan which, without violating
the principles to which he is attached, provides a proper cure for it. The instability,
injustice, and confusion introduced into the public councils, have, in truth, been the
mortal diseases under which popular governments have everywhere perished; as they continue
to be the favorite and fruitful topics from which the adversaries to liberty derive their
most specious declamations. The valuable improvements made by the American constitutions
on the popular models, both ancient and modern, cannot certainly be too much admired; but
it would be an unwarrantable partiality, to contend that they have as effectually obviated
the danger on this side, as was wished and expected. Complaints are everywhere heard from
our most considerate and virtuous citizens, equally the friends of public and private
faith, and of public and personal liberty, that our governments are too unstable, that the
public good is disregarded in the conflicts of rival parties, and that measures are too
often decided, not according to the rules of justice and the rights of the minor party,
but by the superior force of an interested and overbearing majority. However anxiously we
may wish that these complaints had no foundation, the evidence, of known facts will not
permit us to deny that they are in some degree true. It will be found, indeed, on a candid
review of our situation, that some of the distresses under which we labor have been
erroneously charged on the operation of our governments; but it will be found, at the same
time, that other causes will not alone account for many of our heaviest misfortunes; and,
particularly, for that prevailing and increasing distrust of public engagements, and alarm
for private rights, which are echoed from one end of the continent to the other. These
must be chiefly, if not wholly, effects of the unsteadiness and injustice with which a
factious spirit has tainted our public administrations.
By a faction, I understand a number of citizens, whether amounting to a
majority or a minority of the whole, who are united and actuated by some common impulse of
passion, or of interest, adversed to the rights of other citizens, or to the permanent and
aggregate interests of the community.
There are two methods of curing the mischiefs of faction: the one, by removing
its causes; the other, by controlling its effects.
There are again two methods of removing the causes of faction: the one, by
destroying the liberty which is essential to its existence; the other, by giving to every
citizen the same opinions, the same passions, and the same interests.
It could never be more truly said than of the first remedy, that it was worse
than the disease. Liberty is to faction what air is to fire, an aliment without which it
instantly expires. But it could not be less folly to abolish liberty, which is essential
to political life, because it nourishes faction, than it would be to wish the annihilation
of air, which is essential to animal life, because it imparts to fire its destructive
agency.
The second expedient is as impracticable as the first would be unwise. As long
as the reason of man continues fallible, and he is at liberty to exercise it, different
opinions will be formed. As long as the connection subsists between his reason and his
self-love, his opinions and his passions will have a reciprocal influence on each other;
and the former will be objects to which the latter will attach themselves. The diversity
in the faculties of men, from which the rights of property originate, is not less an
insuperable obstacle to a uniformity of interests. The protection of these faculties is
the first object of government. From the protection of different and unequal faculties of
acquiring property, the possession of different degrees and kinds of property immediately
results; and from the influence of these on the sentiments and views of the respective
proprietors, ensues a division of the society into different interests and parties.
The latent causes of faction are thus sown in the nature of man; and we see
them everywhere brought into different degrees of activity, according to the different
circumstances of civil society. A zeal for different opinions concerning religion,
concerning government, and many other points, as well of speculation as of practice; an
attachment to different leaders ambitiously contending for pre-eminence and power; or to
persons of other descriptions whose fortunes have been interesting to the human passions,
have, in turn, divided mankind into parties, inflamed them with mutual animosity, and
rendered them much more disposed to vex and oppress each other than to co-operate for
their common good. So strong is this propensity of mankind to fall into mutual
animosities, that where no substantial occasion presents itself, the most frivolous and
fanciful distinctions have been sufficient to kindle their unfriendly passions and excite
their most violent conflicts. But the most common and durable source of factions h as been
the various and unequal distribution of property. Those who hold and those who are without
property have ever formed distinct interests in society. Those who are creditors, and
those who are debtors, fall under a like discrimination. A landed interest, a
manufacturing interest, a mercantile interest, a moneyed interest, with many lesser
interests, grow up of necessity in civilized nations, and divide them into different
classes, actuated by different sentiments and views. The regulation of these various and
interfering interests forms the principal task of modern legislation, and involves the
spirit of party and faction in the necessary and ordinary operations of the government.
No man is allowed to be a judge in his own cause, because his interest would
certainly bias his judgment, and, not improbably, corrupt his integrity. With equal, nay
with greater reason, a body of men are unfit to be both judges and parties at the same
time; yet what are many of the most important acts of legislation, but so many judicial
determinations, not indeed concerning the rights of single persons, but concerning the
rights of large bodies of citizens? And what are the different classes of legislators but
advocates and parties to the causes which they determine? Is a law proposed concerning
private debts? It is a question to which the creditors are parties on one side and the
debtors on the other. Justice ought to hold the balance between them. Yet the parties are,
and must be, themselves the judges; and the most numerous party, or, in other words, the
most powerful faction must be expected to prevail. Shall domestic manufactures be
encouraged, and in what degree, by restrictions on foreign manufacture s? are questions
which would be differently decided by the landed and the manufacturing classes, and
probably by neither with a sole regard to justice and the public good. The apportionment
of taxes on the various descriptions of property is an act which seems to require the most
exact impartiality; yet there is, perhaps, no legislative act in which greater opportunity
and temptation are given to a predominant party to trample on the rules of justice. Every
shilling with which they overburden the inferior number, is a shilling saved to their own
pockets.
It is in vain to say that enlightened statesmen will be able to adjust these
clashing interests, and render them all subservient to the public good. Enlightened
statesmen will not always be at the helm. Nor, in many cases, can such an adjustment be
made at all without taking into view indirect and remote considerations, which will rarely
prevail over the immediate interest which one party may find in disregarding the rights of
another or the good of the whole.
The inference to which we are brought is, that the CAUSES of faction cannot be
removed, and that relief is only to be sought in the means of controlling its EFFECTS.
If a faction consists of less than a majority, relief is supplied by the
republican principle, which enables the majority to defeat its sinister views by regular
vote. It may clog the administration, it may convulse the society; but it will be unable
to execute and mask its violence under the forms of the Constitution. When a majority is
included in a faction, the form of popular government, on the other hand, enables it to
sacrifice to its ruling passion or interest both the public good and the rights of other
citizens. To secure the public good and private rights against the danger of such a
faction, and at the same time to preserve the spirit and the form of popular government,
is then the great object to which our inquiries are directed. Let me add that it is the
great desideratum by which this form of government can be rescued from the opprobrium
under which it has so long labored, and be recommended to the esteem and adoption of
mankind.
By what means is this object attainable? Evidently by one of two only. Either
the existence of the same passion or interest in a majority at the same time must be
prevented, or the majority, having such coexistent passion or interest, must be rendered,
by their number and local situation, unable to concert and carry into effect schemes of
oppression. If the impulse and the opportunity be suffered to coincide, we well know that
neither moral nor religious motives can be relied on as an adequate control. They are not
found to be such on the injustice and violence of individuals, and lose their efficacy in
proportion to the number combined together, that is, in proportion as their efficacy
becomes needful.
From this view of the subject it may be concluded that a pure democracy, by
which I mean a society consisting of a small number of citizens, who assemble and
administer the government in person, can admit of no cure for the mischiefs of faction. A
common passion or interest will, in almost every case, be felt by a majority of the whole;
a communication and concert result from the form of government itself; and there is
nothing to check the inducements to sacrifice the weaker party or an obnoxious individual.
Hence it is that such democracies have ever been spectacles of turbulence and contention;
have ever been found incompatible with personal security or the rights of property; and
have in general been as short in their lives as they have been violent in their deaths.
Theoretic politicians, who have patronized this species of government, have erroneously
supposed that by reducing mankind to a perfect equality in their political rights, they
would, at the same time, be perfectly equalized and assimilated in t heir possessions,
their opinions, and their passions.
A republic, by which I mean a government in which the scheme of representation
takes place, opens a different prospect, and promises the cure for which we are seeking.
Let us examine the points in which it varies from pure democracy, and we shall comprehend
both the nature of the cure and the efficacy which it must derive from the Union.
The two great points of difference between a democracy and a republic are:
first, the delegation of the government, in the latter, to a small number of citizens
elected by the rest; secondly, the greater number of citizens, and greater sphere of
country, over which the latter may be extended.
The effect of the first difference is, on the one hand, to refine and enlarge
the public views, by passing them through the medium of a chosen body of citizens, whose
wisdom may best discern the true interest of their country, and whose patriotism and love
of justice will be least likely to sacrifice it to temporary or partial considerations.
Under such a regulation, it may well happen that the public voice, pronounced by the
representatives of the people, will be more consonant to the public good than if
pronounced by the people themselves, convened for the purpose. On the other hand, the
effect may be inverted. Men of factious tempers, of local prejudices, or of sinister
designs, may, by intrigue, by corruption, or by other means, first obtain the suffrages,
and then betray the interests, of the people. The question resulting is, whether small or
extensive republics are more favorable to the election of proper guardians of the public
weal; and it is clearly decided in favor of the latter by two obvious cons iderations:
In the first place, it is to be remarked that, however small the republic may
be, the representatives must be raised to a certain number, in order to guard against the
cabals of a few; and that, however large it may be, they must be limited to a certain
number, in order to guard against the confusion of a multitude. Hence, the number of
representatives in the two cases not being in proportion to that of the two constituents,
and being proportionally greater in the small republic, it follows that, if the proportion
of fit characters be not less in the large than in the small republic, the former will
present a greater option, and consequently a greater probability of a fit choice.
In the next place, as each representative will be chosen by a greater number of
citizens in the large than in the small republic, it will be more difficult for unworthy
candidates to practice with success the vicious arts by which elections are too often
carried; and the suffrages of the people being more free, will be more likely to centre in
men who possess the most attractive merit and the most diffusive and established
characters.
It must be confessed that in this, as in most other cases, there is a mean, on
both sides of which inconveniences will be found to lie. By enlarging too much the number
of electors, you render the representatives too little acquainted with all their local
circumstances and lesser interests; as by reducing it too much, you render him unduly
attached to these, and too little fit to comprehend and pursue great and national objects.
The federal Constitution forms a happy combination in this respect; the great and
aggregate interests being referred to the national, the local and particular to the State
legislatures.
The other point of difference is, the greater number of citizens and extent of
territory which may be brought within the compass of republican than of democratic
government; and it is this circumstance principally which renders factious combinations
less to be dreaded in the former than in the latter. The smaller the society, the fewer
probably will be the distinct parties and interests composing it; the fewer the distinct
parties and interests, the more frequently will a majority be found of the same party; and
the smaller the number of individuals composing a majority, and the smaller the compass
within which they are placed, the more easily will they concert and execute their plans of
oppression. Extend the sphere, and you take in a greater variety of parties and interests;
you make it less probable that a majority of the whole will have a common motive to invade
the rights of other citizens; or if such a common motive exists, it will be more difficult
for all who feel it to discover their own strength, an d to act in unison with each other.
Besides other impediments, it may be remarked that, where there is a consciousness of
unjust or dishonorable purposes, communication is always checked by distrust in proportion
to the number whose concurrence is necessary.
Hence, it clearly appears, that the same advantage which a republic has over a
democracy, in controlling the effects of faction, is enjoyed by a large over a small
republic,--is enjoyed by the Union over the States composing it. Does the advantage
consist in the substitution of representatives whose enlightened views and virtuous
sentiments render them superior to local prejudices and schemes of injustice? It will not
be denied that the representation of the Union will be most likely to possess these
requisite endowments. Does it consist in the greater security afforded by a greater
variety of parties, against the event of any one party being able to outnumber and oppress
the rest? In an equal degree does the increased variety of parties comprised within the
Union, increase this security. Does it, in fine, consist in the greater obstacles opposed
to the concert and accomplishment of the secret wishes of an unjust and interested
majority? Here, again, the extent of the Union gives it the most palpable advantag e.
The influence of factious leaders may kindle a flame within their particular
States, but will be unable to spread a general conflagration through the other States. A
religious sect may degenerate into a political faction in a part of the Confederacy; but
the variety of sects dispersed over the entire face of it must secure the national
councils against any danger from that source. A rage for paper money, for an abolition of
debts, for an equal division of property, or for any other improper or wicked project,
will be less apt to pervade the whole body of the Union than a particular member of it; in
the same proportion as such a malady is more likely to taint a particular county or
district, than an entire State.
In the extent and proper structure of the Union, therefore, we behold a
republican remedy for the diseases most incident to republican government. And according
to the degree of pleasure and pride we feel in being republicans, ought to be our zeal in
cherishing the spirit and supporting the character of Federalists.
PUBLIUS.
(Continue to Page 11)
American Historical Documents | Educational Stuff Main | Home
|