Federalist Paper No. 15
The Insufficiency of the Present
Confederation
to Preserve the Union
For the Independent Journal.
HAMILTON
To the People of the State of New York.
IN THE course of the preceding papers, I have endeavored, my fellow-citizens,
to place before you, in a clear and convincing light, the importance of Union to your
political safety and happiness. I have unfolded to you a complication of dangers to which
you would be exposed, should you permit that sacred knot which binds the people of America
together be severed or dissolved by ambition or by avarice, by jealousy or by
misrepresentation. In the sequel of the inquiry through which I propose to accompany you,
the truths intended to be inculcated will receive further confirmation from facts and
arguments hitherto unnoticed. If the road over which you will still have to pass should in
some places appear to you tedious or irksome, you will recollect that you are in quest of
information on a subject the most momentous which can engage the attention of a free
people, that the field through which you have to travel is in itself spacious, and that
the difficulties of the journey have been unnecessarily increased by the mazes with which
sophistry has beset the way. It will be my aim to remove the obstacles from your progress
in as compendious a manner as it can be done, without sacrificing utility to despatch.
In pursuance of the plan which I have laid down for the discussion of the
subject, the point next in order to be examined is the "insufficiency of the present
Confederation to the preservation of the Union." It may perhaps be asked what need
there is of reasoning or proof to illustrate a position which is not either controverted
or doubted, to which the understandings and feelings of all classes of men assent, and
which in substance is admitted by the opponents as well as by the friends of the new
Constitution. It must in truth be acknowledged that, however these may differ in other
respects, they in general appear to harmonize in this sentiment, at least, that there are
material imperfections in our national system, and that something is necessary to be done
to rescue us from impending anarchy. The facts that support this opinion are no longer
objects of speculation. They have forced themselves upon the sensibility of the people at
large, and have at length extorted from those, whose mistaken policy has had the principal
share in precipitating the extremity at which we are arrived, a reluctant confession of
the reality of those defects in the scheme of our federal government, which have been long
pointed out and regretted by the intelligent friends of the Union.
We may indeed with propriety be said to have reached almost the last stage of
national humiliation. There is scarcely anything that can wound the pride or degrade the
character of an independent nation which we do not experience. Are there engagements to
the performance of which we are held by every tie respectable among men? These are the
subjects of constant and unblushing violation. Do we owe debts to foreigners and to our
own citizens contracted in a time of imminent peril for the preservation of our political
existence? These remain without any proper or satisfactory provision for their discharge.
Have we valuable territories and important posts in the possession of a foreign power
which, by express stipulations, ought long since to have been surrendered? These are still
retained, to the prejudice of our interests, not less than of our rights. Are we in a
condition to resent or to repel the aggression? We have neither troops, nor treasury, nor
government.1 Are we even in a condition to remonstrate with dignity? The just imputations
on our own faith, in respect to the same treaty, ought first to be removed. Are we
entitled by nature and compact to a free participation in the navigation of the
Mississippi? Spain excludes us from it. Is public credit an indispensable resource in time
of public danger? We seem to have abandoned its cause as desperate and irretrievable. Is
commerce of importance to national wealth? Ours is at the lowest point of declension. Is
respectability in the eyes of foreign powers a safeguard against foreign encroachments?
The imbecility of our government even forbids them to treat with us. Our ambassadors
abroad are the mere pageants of mimic sovereignty. Is a violent and unnatural decrease in
the value of land a symptom of national distress? The price of improved land in most parts
of the country is much lower than can be accounted for by the quantity of waste land at
market, and can only be fully explained by that want of private and public confidence,
which are so alarmingly prevalent among all ranks, and which have a direct tendency to
depreciate property of every kind. Is private credit the friend and patron of industry?
That most useful kind which relates to borrowing and lending is reduced within the
narrowest limits, and this still more from an opinion of insecurity than from the scarcity
of money. To shorten an enumeration of particulars which can afford neither pleasure nor
instruction, it may in general be demanded, what indication is there of national disorder,
poverty, and insignificance that could befall a community so peculiarly blessed with
natural advantages as we are, which does not form a part of the dark catalogue of our
public misfortunes.
This is the melancholy situation to which we have been brought by those very
maxims and councils which would now deter us from adopting the proposed Constitution; and
which, not content with having conducted us to the brink of a precipice, seem resolved to
plunge us into the abyss that awaits us below. Here, my countrymen, impelled by every
motive that ought to influence an enlightened people, let us make a firm stand for our
safety, our tranquillity, our dignity, our reputation. Let us at last break the fatal
charm which has too long seduced us from the paths of felicity and prosperity.
It is true, as has been before observed that facts, too stubborn to be
resisted, have produced a species of general assent to the abstract proposition that there
exist material defects in our national system; but the usefulness of the concession, on
the part of the old adversaries of federal measures, is destroyed by a strenuous
opposition to a remedy, upon the only principles that can give it a chance of success.
While they admit that the government of the United States is destitute of energy, they
contend against conferring upon it those powers which are requisite to supply that energy.
They seem still to aim at things repugnant and irreconcilable; at an augmentation of
federal authority, without a diminution of State authority; at sovereignty in the Union,
and complete independence in the members. They still, in fine, seem to cherish with blind
devotion the political monster of an imperium in imperio. This renders a full display of
the principal defects of the Confederation necessary, in order to show that the evils we
experience do not proceed from minute or partial imperfections, but from fundamental
errors in the structure of the building, which cannot be amended otherwise than by an
alteration in the first principles and main pillars of the fabric.
The great and radical vice in the construction of the existing Confederation is
in the principle of LEGISLATION for STATES or GOVERNMENTS, in their CORPORATE or
COLLECTIVE CAPACITIES, and as contradistinguished from the INDIVIDUALS of which they
consist. Though this principle does not run through all the powers delegated to the Union,
yet it pervades and governs those on which the efficacy of the rest depends. Except as to
the rule of appointment, the United States has an indefinite discretion to make
requisitions for men and money; but they have no authority to raise either, by regulations
extending to the individual citizens of America. The consequence of this is, that though
in theory their resolutions concerning those objects are laws, constitutionally binding on
the members of the Union, yet in practice they are mere recommendations which the States
observe or disregard at their option.
It is a singular instance of the capriciousness of the human mind, that after
all the admonitions we have had from experience on this head, there should still be found
men who object to the new Constitution, for deviating from a principle which has been
found the bane of the old, and which is in itself evidently incompatible with the idea of
GOVERNMENT; a principle, in short, which, if it is to be executed at all, must substitute
the violent and sanguinary agency of the sword to the mild influence of the magistracy.
There is nothing absurd or impracticable in the idea of a league or alliance
between independent nations for certain defined purposes precisely stated in a treaty
regulating all the details of time, place, circumstance, and quantity; leaving nothing to
future discretion; and depending for its execution on the good faith of the parties.
Compacts of this kind exist among all civilized nations, subject to the usual vicissitudes
of peace and war, of observance and non-observance, as the interests or passions of the
contracting powers dictate. In the early part of the present century there was an
epidemical rage in Europe for this species of compacts, from which the politicians of the
times fondly hoped for benefits which were never realized. With a view to establishing the
equilibrium of power and the peace of that part of the world, all the resources of
negotiation were exhausted, and triple and quadruple alliances were formed; but they were
scarcely formed before they were broken, giving an instructive but afflicting lesson to
mankind, how little dependence is to be placed on treaties which have no other sanction
than the obligations of good faith, and which oppose general considerations of peace and
justice to the impulse of any immediate interest or passion.
If the particular States in this country are disposed to stand in a similar
relation to each other, and to drop the project of a general DISCRETIONARY
SUPERINTENDENCE, the scheme would indeed be pernicious, and would entail upon us all the
mischiefs which have been enumerated under the first head; but it would have the merit of
being, at least, consistent and practicable Abandoning all views towards a confederate
government, this would bring us to a simple alliance offensive and defensive; and would
place us in a situation to be alternate friends and enemies of each other, as our mutual
jealousies and rivalships, nourished by the intrigues of foreign nations, should prescribe
to us.
But if we are unwilling to be placed in this perilous situation; if we still
will adhere to the design of a national government, or, which is the same thing, of a
superintending power, under the direction of a common council, we must resolve to
incorporate into our plan those ingredients which may be considered as forming the
characteristic difference between a league and a government; we must extend the authority
of the Union to the persons of the citizens, --the only proper objects of government.
Government implies the power of making laws. It is essential to the idea of a
law, that it be attended with a sanction; or, in other words, a penalty or punishment for
disobedience. If there be no penalty annexed to disobedience, the resolutions or commands
which pretend to be laws will, in fact, amount to nothing more than advice or
recommendation. This penalty, whatever it may be, can only be inflicted in two ways: by
the agency of the courts and ministers of justice, or by military force; by the COERCION
of the magistracy, or by the COERCION of arms. The first kind can evidently apply only to
men; the last kind must of necessity, be employed against bodies politic, or communities,
or States. It is evident that there is no process of a court by which the observance of
the laws can, in the last resort, be enforced. Sentences may be denounced against them for
violations of their duty; but these sentences can only be carried into execution by the
sword. In an association where the general authority is confined to the collective bodies
of the communities, that compose it, every breach of the laws must involve a state of war;
and military execution must become the only instrument of civil obedience. Such a state of
things can certainly not deserve the name of government, nor would any prudent man choose
to commit his happiness to it.
There was a time when we were told that breaches, by the States, of the
regulations of the federal authority were not to be expected; that a sense of common
interest would preside over the conduct of the respective members, and would beget a full
compliance with all the constitutional requisitions of the Union. This language, at the
present day, would appear as wild as a great part of what we now hear from the same
quarter will be thought, when we shall have received further lessons from that best oracle
of wisdom, experience. It at all times betrayed an ignorance of the true springs by which
human conduct is actuated, and belied the original inducements to the establishment of
civil power. Why has government been instituted at all? Because the passions of men will
not conform to the dictates of reason and justice, without constraint. Has it been found
that bodies of men act with more rectitude or greater disinterestedness than individuals?
The contrary of this has been inferred by all accurate observers of the conduct of
mankind; and the inference is founded upon obvious reasons. Regard to reputation has a
less active influence, when the infamy of a bad action is to be divided among a number
than when it is to fall singly upon one. A spirit of faction, which is apt to mingle its
poison in the deliberations of all bodies of men, will often hurry the persons of whom
they are composed into improprieties and excesses, for which they would blush in a private
capacity.
In addition to all this, there is, in the nature of sovereign power, an
impatience of control, that disposes those who are invested with the exercise of it, to
look with an evil eye upon all external attempts to restrain or direct its operations.
From this spirit it happens, that in every political association which is formed upon the
principle of uniting in a common interest a number of lesser sovereignties, there will be
found a kind of eccentric tendency in the subordinate or inferior orbs, by the operation
of which there will be a perpetual effort in each to fly off from the common centre. This
tendency is not difficult to be accounted for. It has its origin in the love of power.
Power controlled or abridged is almost always the rival and enemy of that power by which
it is controlled or abridged. This simple proposition will teach us how little reason
there is to expect, that the persons intrusted with the administration of the affairs of
the particular members of a confederacy will at all times be ready, with perfect
good-humor, and an unbiased regard to the public weal, to execute the resolutions or
decrees of the general authority. The reverse of this results from the constitution of
human nature.
If, therefore, the measures of the Confederacy cannot be executed without the
intervention of the particular administrations, there will be little prospect of their
being executed at all. The rulers of the respective members, whether they have a
constitutional right to do it or not, will undertake to judge of the propriety of the
measures themselves. They will consider the conformity of the thing proposed or required
to their immediate interests or aims; the momentary conveniences or inconveniences that
would attend its adoption. All this will be done; and in a spirit of interested and
suspicious scrutiny, without that knowledge of national circumstances and reasons of
state, which is essential to a right judgment, and with that strong predilection in favor
of local objects, which can hardly fail to mislead the decision. The same process must be
repeated in every member of which the body is constituted; and the execution of the plans,
framed by the councils of the whole, will always fluctuate on the discretion of the
ill-informed and prejudiced opinion of every part. Those who have been conversant in the
proceedings of popular assemblies; who have seen how difficult it often is, where there is
no exterior pressure of circumstances, to bring them to harmonious resolutions on
important points, will readily conceive how impossible it must be to induce a number of
such assemblies, deliberating at a distance from each other, at different times, and under
different impressions, long to co-operate in the same views and pursuits.
In our case, the concurrence of thirteen distinct sovereign wills is requisite,
under the Confederation, to the complete execution of every important measure that
proceeds from the Union. It has happened as was to have been foreseen. The measures of the
Union have not been executed; the delinquencies of the States have, step by step, matured
themselves to an extreme, which has, at length, arrested all the wheels of the national
government, and brought them to an awful stand. Congress at this time scarcely possess the
means of keeping up the forms of administration, till the States can have time to agree
upon a more substantial substitute for the present shadow of a federal government. Things
did not come to this desperate extremity at once. The causes which have been specified
produced at first only unequal and disproportionate degrees of compliance with the
requisitions of the Union. The greater deficiencies of some States furnished the pretext
of example and the temptation of interest to the complying, or to the least delinquent
States. Why should we do more in proportion than those who are embarked with us in the
same political voyage? Why should we consent to bear more than our proper share of the
common burden? These were suggestions which human selfishness could not withstand, and
which even speculative men, who looked forward to remote consequences, could not, without
hesitation, combat. Each State, yielding to the persuasive voice of immediate interest or
convenience, has successively withdrawn its support, till the frail and tottering edifice
seems ready to fall upon our heads, and to crush us beneath its ruins.
PUBLIUS.
(Continue to Page 16)
1 "I mean for the Union."
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